Expertise
- Exam and vendor-due-diligence pressure: GLBA Safeguards, FFIEC, insurer questionnaires
- Wire fraud and business email compromise aimed at your closings
Financial Services
Regulators ask. You have the answers.
Owning IT is in our nature.
Your systems stay safe, your records stay exam-ready and your advisors keep working, so compliance questions stop landing on your desk.
Sound familiar?
- “The exam’s in six weeks and I don’t know where half the evidence is.”
- “A client’s email got spoofed and someone almost wired money to the wrong account.”
- “The vendor list is a spreadsheet nobody has updated in years.”
What you get instead
- Exam evidence is gathered all year and ready when they ask.
- Spoofed emails and fake wire requests are stopped early.
- On ComplyIT Pro, your vendor list stays reviewed and up to date.
Hand off the exam prep.
Before & after
What changes for you
Before: Exam prep happens all at once.
With DivergeIT: Evidence is gathered all year and ready when they ask.
Before: Wire-fraud emails target your team.
With DivergeIT: Most never reach your team. On SecureIT Plus and Pro, your team is trained to spot the rest.
Before: Vendor reviews get skipped.
With DivergeIT: On ComplyIT Pro, they’re tracked, and you get the file.
Who it’s for
Banks · mortgage · lending · insurance · wealth management
The pressures financial services firms bring to a first call, and the reviews you’re answering to: GLBA Safeguards Rule, FFIEC exam expectations, Vendor due diligence, Cyber-insurance questionnaires, CIS Controls / NIST CSF.
People
- A lean IT team with no in-house security analyst
- Closings and funding that run after hours and need coverage
Budget
- Cyber-insurance premiums tied to the controls you can prove
- One fraudulent wire can cost more than a year of IT
What this industry needs
What we deliver for financial services teams
Banks, wealth management firms, accounting practices, and financial advisors operate under some of the most demanding regulatory and cybersecurity requirements in any industry. Downtime is measured in lost transactions; a breach is measured in lost trust.
DivergeIT has partnered with financial firms for more than 20 years, delivering IT that satisfies examiners, insurers, and clients alike — with audit-ready documentation, layered security, and response guarantees regulated teams can put in front of their board.
- CIS and NIST controls and evidence for FFIEC, GLBA, and SOC 2 requests
- A live expert in 5 minutes, with 24/7/365 incident coverage on ManageIT Pro
- 24/7 managed detection and response
- Audit support and examiner-ready documentation
- Encrypted backup with tested recovery objectives
- Vendor risk and cyber-insurance readiness
How each solution helps
What you get, built for financial services
AI first, on a managed and secured foundation. Each one links to its full spec sheet.
AmplifyAI
Put Copilot or Claude to work on loan files and client letters without exposing nonpublic data. A permissions sweep comes first, so access that should be restricted is fixed before rollout. Shadow-AI detection finds unapproved AI tools, and Plus blocks them. Audit logs stay in your tenant for the exam.
SecureIT
A 24/7 SOC (MXDR) plus identity threat detection (ITDR) watches every mailbox for the MFA-bypass phishing behind wire fraud, and locks a compromised account automatically. Plus and Pro keep 90 days to a year of searchable logs for examiners and insurers.
ComplyIT
Plus turns your controls into evidence every month: CIS/NIST checklist, MFA enforcement, monthly vulnerability scans, quarterly backup tests and an annual risk assessment, ready for the next exam or due-diligence request.
ManageIT
Plus covers extended hours with live phone support, so a closing at 7 PM still reaches a person. Critical issues get a 15-minute response on Plus and Pro, and SecureIT is included in every plan.
Where most financial services clients start · ManageIT Plus · SecureIT Plus or Pro · ComplyIT Plus · AmplifyAI. See pricing · See the guarantees
What we’re catching
10
compromised mailboxes found at 3 lenders and insurers
When DivergeIT switched SecureIT Core on for every client that didn’t already have it in September 2026, identity threat detection found 10 compromised mailboxes at three lenders and insurers. Most had MFA bypassed, and some attackers had been reading bank and wire statements for up to five months.
MFA alone doesn’t stop a login-based attack. Identity threat detection helps detect account takeover.
From DivergeIT’s September 2026 SecureIT Core rollout, when SecureIT Core was switched on for one month, at no cost, for every client that didn’t already have it. Client names withheld.
Financial Services clients include · UBS · Montecito Bank & Trust · Transamerican Escrow
Client voices
Financial Services clients, in their own words
“Big enough to be the best, but also small enough to care about us and make us a priority.”
Richard C.
CTO, Montecito Bank & Trust
“Outsourcing to DivergeIT is one of the best decisions we have made — it has freed us up to focus on what we do best.”
Greg H.
CEO, Transamerican Escrow
From our library
Practical guides for financial services teams
You’re served from DivergeIT’s offices in Torrance and Plano, with remote coverage across 25+ states.
Managed IT services in Los Angeles Managed IT services in Dallas–Fort Worth
FAQ
Financial Services questions, answered
Does DivergeIT support FFIEC, GLBA, and SOC 2 requirements?
Yes. ComplyIT builds your controls and evidence on CIS and NIST, which you use to answer FFIEC, GLBA and SOC 2 requests. It also produces examiner-ready documentation — policies, annual risk assessment reports, monthly vulnerability scans, and quarterly backup testing with documented RTO/RPO. DivergeIT has served financial firms for more than 20 years, and ComplyIT Pro adds audit support with evidence gathering and auditor coordination.
What does managed IT cost for a financial firm?
Our pricing is public — every rate is published on our pricing page rather than held back until a sales call. ManageIT has three per-user tiers. ManageIT Plus includes SecureIT Core and extended support hours; Pro includes SecureIT Plus and 24/7/365 incident coverage. Published starting prices assume a 3-year agreement, so your quote follows your actual headcount and term.
How fast will our team actually get support?
Call or chat and you reach a live expert within 5 minutes on every ManageIT plan. Wait longer and you get a $100 credit on your next invoice, up to $300 per billing cycle. Critical issues get a response within 15 minutes on ManageIT Plus and Pro, and 30 minutes on Core, with 24/7/365 incident coverage on Pro. Accountability is built into your agreement, not a marketing page.
Do you provide 24/7 security monitoring for financial data?
Yes, in every SecureIT tier. As a certified MSSP, DivergeIT provides a 24/7 managed SOC — humans investigate, not just software — with identity threat detection that catches account takeover and automated containment that isolates threats before they spread. Your searchable logs run 30 days on Core, 90 on Plus, and a full year on Pro, which adds LAN zero-trust segmentation.
Can DivergeIT support us through a regulatory exam or audit?
That is what ComplyIT Pro is built for: audit support, evidence gathering, and auditor coordination, plus vendor risk assessments and cyber-insurance evaluation support. Documentation — asset inventories, policies, backup test results — is maintained continuously, so exams draw on records that already exist instead of last-minute reconstruction.
Can a financial firm use Copilot or Claude without exposing client data?
Yes, if it’s governed first. AmplifyAI starts with a permissions and shadow-AI sweep so AI only surfaces what each person is already allowed to see, enforces an acceptable-use policy in your tenant, and keeps audit logs in your own platform. Your prompts and files never pass through DivergeIT systems.
What attacks are hitting lenders and insurers right now?
Login-based attacks that walk around MFA, such as adversary-in-the-middle and device-code phishing, followed by quiet reading of mailboxes to time a fraudulent wire. In DivergeIT’s September 2026 rollout of SecureIT Core, identity threat detection found 10 compromised mailboxes at three lenders and insurers.
We'll take it from here.
You focus on your clients. We’ll handle the rest.
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