This baseline focuses on practical controls that reduce exposure quickly.
- Require phishing-resistant MFA for privileged users.
- Segment administrative and user workstation access.
- Enforce backup immutability and tested restore workflows.
- Document incident response ownership and timelines.
Examiners care less about which tools you bought than whether the controls are operating and documented. ComplyIT keeps FFIEC evidence audit-ready year-round, and our financial services practice runs these controls daily for banks and wealth managers.